NOVARTIS AG

CUSIP: 7103065 Class: COMMON

PARADIGM ASSET MANAGEMENT CO LLC's Holding History (CIK: 0001034549)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 2,100 Value ($000) $192,140 Avg Close — Range —
Q2 2015
Shares 2,100 Value ($000) $207,068 Avg Close — Range —
Q1 2015
Shares 2,100 Value ($000) $207,881 Avg Close — Range —
Q4 2014
Shares 2,500 Value ($000) $232,350 Avg Close — Range —
Q3 2014
Shares 2,500 Value ($000) $235,871 Avg Close — Range —
Q2 2014
Shares 2,500 Value ($000) $226,376 Avg Close — Range —
Q1 2014
Shares 2,500 Value ($000) $212,260 Avg Close — Range —
Q4 2013
Shares 1,700 Value ($000) $136,099 Avg Close — Range —
Q3 2013
Shares 1,700 Value ($000) $130,661 Avg Close — Range —